DGS, ACA Compliance Group, and Rothstein Kass invite you to join us for the next installment of the Colorado Compliance Roundtable Breakfast Series. The series is open to all investment adviser compliance professionals, and service providers, with a particular emphasis on newly-registered investment advisers. Each installment is designed to assist with a particular aspect of the evolving regulatory and business landscape.
The Colorado Compliance Roundtable Breakfast Series offers a unique opportunity to exchange ideas, questions, and best practices with local compliance professionals, attorneys, and compliance consultants in an interactive, candid, small-group setting.
The topic of the upcoming installment is one of the recent priority focus areas of the SEC's Asset Management Unit - valuation of investments. Issues to be addressed include:
January 23, 2013
7:30 a.m. | Breakfast & Registration 8:00 - 9:00 a.m. | Presentation