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October 2020 SEC/SRO Update

November 2, 2020

SEC/SRO Update: SEC Proposes to Improve the Retail Investor Experience Through Modernized Fund Shareholder Reports and Disclosures; SEC Modernizes the Accredited Investor Definition; SEC Adopts Rule Amendments to Modernize Disclosures of Business, Legal Proceedings, and Risk Factors Under Regulation S-K; SEC Charges Ponzi Scheme Targeting African Immigrants

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