Colorado Compliance Roundtable Breakfast Series

January 22, 2013

DGS, ACA Compliance Group, and Rothstein Kass invite you to join us for the next installment of the Colorado Compliance Roundtable Breakfast Series. The series is open to all investment adviser compliance professionals, and service providers, with a particular emphasis on newly-registered investment advisers. Each installment is designed to assist with a particular aspect of the evolving regulatory and business landscape.

The Colorado Compliance Roundtable Breakfast Series offers a unique opportunity to exchange ideas, questions, and best practices with local compliance professionals, attorneys, and compliance consultants in an interactive, candid, small-group setting.

The topic of the upcoming installment is one of the recent priority focus areas of the SEC's Asset Management Unit - valuation of investments. Issues to be addressed include:

  • Best Practices for Hard-to-Value Assets
  • Impact of Recent Accounting Standards Updates
  • Performance Presentation for Special Structures

Event Information

January 23, 2013

7:30 a.m. | Breakfast & Registration 8:00 - 9:00 a.m. | Presentation

About Davis Graham & Stubbs LLP

Davis Graham & Stubbs LLP, one of the Rocky Mountain region’s preeminent law firms, serves clients nationally and internationally, with a strong focus on corporate finance and governance, mergers and acquisitions, natural resources, environmental law, real estate, and complex litigation. Our lawyers have extensive experience working with companies in the energy, mining, technology, hospitality, private equity, manufacturing, asset management, and aviation industries. As the exclusive member firm in Colorado for Lex Mundi, the world’s leading network of independent law firms, DGS has access to in-depth experience in 100+ countries worldwide.