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SEC/SRO Update

August 1, 2016

"SEC/SRE Update: PCAOB Releases Brief Detailing the 'Scope and Objectives' of 2016 Inspections; SEC Proposes Rules Requiring Investment Advisers to Adopt Business Continuity and Transition Plans; SEC Adopts Rules to Promote Greater Transparency for Resource Extraction Issuers; SEC Proposes Rules to Increase the Financial Thresholds in the Definition of 'Smaller Reporting Company'"

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