SEC/SRO Update

July 31, 2015

SEC Proposes Rules Requiring Listed Companies to Adopt Clawback Policies on Executive Compensation; SEC Pays More Than $3 Million to Whistleblower in 3rd Highest Award to Date; SEC Solicits Public Comment on Audit Committee Disclosures; SEC Charges KKR with Misallocating Broken Deal Expenses; SEC Continues to Focus on EB-5 Immigrant Program and Charges Several in Schemes Targeting Chinese-Americans and EB-5 Investors

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