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SEC/SRO Update August 2023

SEC/SRO Update: SEC Adopts Amendments to Enhance Private Fund Reporting; SEC Brings Fraud Charges Against Trump-Related SPAC; SEC Charges Operator...

Asset Management Regulatory Update

Table of Contents: SEC Adopts Amendments to Enhance Private Fund Reporting SEC Charges Investment Adviser and Fund Trustees with Liquidity...

Asset Management Regulatory Update

Table of Contents Divison of Examinations Releases 2023 Examination Priorities Division of Examinations Release Observations from Examinations of Newly-Registered Advisers...

SEC Update April 2023

SEC/SRO Update: SEC Brings Enforcement Action For Undisclosed CEO Perks; DOJ And SEC Charge Executive With Insider Trading And Misuse...

USFWS Delays Threatened and Endangered Statuses of Lesser Prairie-Chicken and Northern Long-Eared Bat

This week, the U.S. Fish and Wildlife Service (“USFWS”) extended the effective dates of its decisions to list populations of...

U.S. Fish and Wildlife Service Hopes to Increase Efficiency of Eagle Take Permitting with New Rule

The U.S. Fish and Wildlife Service (FWS) published a proposed rule in the Federal Register that, if adopted, would revise...

Major Fines for Stormwater Violations at Solar Farms

Four solar farm owners agreed in November 2022 to pay major fines in settlements with the Department of Justice (“DOJ”)...

SEC Update December 2022

SEC/SRO Update: DOJ Obtains First Criminal Sherman Act Monopolization Conviction in Decades; SEC Proposes New Oversight Requirements for Certain Services...

Like Inflation, Investment in Critical Minerals Isn’t Transitory

As part of ongoing attempts by the U.S. government to promote domestic availability of “critical minerals,” certain provisions of the...

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