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News & Events

SEC Update December 2019

SEC Proposes Amendments to Modernize Shareholder Proposal Rule; SEC Adopts New Rule to Allow All Issuers to “Test-the-Waters”; Supreme Court...

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SEC Update October 2019

SEC Proposes Amendments to Modernize Business, Legal Proceedings & Risk Factor Disclosures Under Regulation S-K; SEC Clarifies Investment Advisers' Proxy...

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SEC Update

SEC In Shutdown; SEC Penalizes Issuer For Presenting Non-GAAP Financial Measures Without Giving GAAP Measures Equal Prominence; SEC Adopts Rule...

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SEC Update

OCIE Releases Examination Initiatives for Registered Investment Companies; OCIE Issues Risk Alert Related to the Cash Solicitation Rule for Investment...

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SEC Update

SEC Chairman Wants More Individuals to Invest in Private Companies; SEC Awards More Than $54 Million to 2 Whistleblowers; Elad...

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SEC/SRO Update

SEC Amends Definition of "Smaller Reporting Company"; Commissioner Piwowar Steps Down; SEC Adopts Inline XBRL For Tagged Data; SEC Proposes...

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SEC/SRO Update

SEC Awards Whistleblower More Than $2.1 Million; Altaba, Formerly Known as Yahoo!, Charged with Failing to Disclose Massive Cybersecurity Breach...

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Product Review: Kira

In mergers and acquisitions, a tremendous amount of time and money are spent on due diligence. Before a buyer can...

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SEC/SRO Update

SEC Issues Updated Cybersecurity Guidance to Public Companies; SEC Settles Four Auditing Cases with Accounting Firms; NYSE and Affiliated Exchanges...

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