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Q4 2023 Asset Management Regulatory Update

Table of Contents: Securities and Exchange Commission Division of Examinations Announces 2024 Priorities SEC Adopts Rule to Increase Transparency into...

Q3 2023 Asset Management Regulatory Update

Table of Contents: SEC Adopts Final Private Fund Adviser Rules SEC Adopts Final Amendments to the Investment Company Names Rule...

SEC/SRO Update August 2023

SEC/SRO Update: SEC Adopts Amendments to Enhance Private Fund Reporting; SEC Brings Fraud Charges Against Trump-Related SPAC; SEC Charges Operator...

Q2 2023 Asset Management Regulatory Update

Table of Contents: SEC Adopts Amendments to Enhance Private Fund Reporting SEC Charges Investment Adviser and Fund Trustees with Liquidity...

Q1 2023 Asset Management Regulatory Update

Table of Contents Divison of Examinations Releases 2023 Examination Priorities Division of Examinations Release Observations from Examinations of Newly-Registered Advisers...

SEC Update April 2023

SEC/SRO Update: SEC Brings Enforcement Action For Undisclosed CEO Perks; DOJ And SEC Charge Executive With Insider Trading And Misuse...

USFWS Delays Threatened and Endangered Statuses of Lesser Prairie-Chicken and Northern Long-Eared Bat

This week, the U.S. Fish and Wildlife Service (“USFWS”) extended the effective dates of its decisions to list populations of...

U.S. Fish and Wildlife Service Hopes to Increase Efficiency of Eagle Take Permitting with New Rule

The U.S. Fish and Wildlife Service (FWS) published a proposed rule in the Federal Register that, if adopted, would revise...

Major Fines for Stormwater Violations at Solar Farms

Four solar farm owners agreed in November 2022 to pay major fines in settlements with the Department of Justice (“DOJ”)...

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