Please join DGS for our upcoming Asset Management Regulatory Update. We will recap recent rules adoptions by the U.S. Securities and Exchange Commission that affect investment advisers, privately offered funds, and mutual funds and discuss other emerging legal trends affecting these businesses.
The confirmed speakers for this event, which has been approved for one general Continuing Legal Education credit in the state of Colorado, include:
- Peter Schwartz, DGS, Partner (Moderator)
- Alena Prokop, DGS, Partner
- Lee Terry, DGS, Partner
- Stephanie Danner, DGS, Associate
- Martine Ventello, DGS, Associate
Event Details
Wednesday, October 11
Program | 3:00-4:00 PM
Registration for this event has closed. If you have any questions, please contact Makenna Kincaid.
DGS strives to host inclusive events. To ask questions about accessibility or request specific accommodations, please contact marketing@dgslaw.com. The firm will consider reasonable accommodations in an effective and timely manner. Advance notice is necessary to arrange for some accessibility needs.